Important Disclosures

About Concorde

Concorde offers a full spectrum of support for financial professionals through our three lines of business: Concorde Investment Services, Concorde Asset Management and Concorde Insurance Agency. Our representatives get complete access to cutting-edge technology, infrastructure and back-end support to provide solutions that help financial professionals potentially meet the goals and objectives of their clients.

Please download the following important disclosures for compliance purposes. 

Customer Relationship Summary

Concorde Investment services, LLC & Concorde Asset Management, LLC's  Form ADV Part 3/Form CRS

Concorde's Form CRS is intended to be a simple, client relationship summary discussing:

  • The types of client relationships and services Concorde offers
  • The fees, costs, conflicts of interest and standard of conduct associated with those relationships and services
  • Whether the firm and its financial professionals currently have reportable legal or disciplinary history
  • How to obtain additional information about Concorde

Download FORM CRS

Customer Agreement & Disclosures

Download

IA Fiduciary Acknowledgement Disclosure


Title I of the Employee Retirement Income Security Act of 1974 (ERISA) now requires that financial professionals providing investment advice to plan sponsors, plan participants, and IRA owners deliver the appropriate Fiduciary Acknowledgment. This disclosure includes important information about working with Concorde, such as the services we provide, and any material conflicts of interest involved in our recommendations.

Download IA Fiduciary Acknowledgement Disclosure

 

BD Fiduciary Acknowledgement Disclosure

Title I of the Employee Retirement Income Security Act of 1974 (ERISA) now requires that financial professionals providing investment advice to plan sponsors, plan participants, and IRA owners deliver the appropriate Fiduciary Acknowledgment. This disclosure includes important information about working with Concorde, such as the services we provide, and any material conflicts of interest involved in our recommendations.

Download BD Fiduciary Acknowledgement Disclosure