Important Disclosures
About Concorde
Concorde offers a full spectrum of support for financial professionals through our three lines of business: Concorde Investment Services, Concorde Asset Management and Concorde Insurance Agency. Our representatives get complete access to cutting-edge technology, infrastructure and back-end support to provide solutions that help financial professionals potentially meet the goals and objectives of their clients.
Please download the following important disclosures for compliance purposes.
Customer Relationship Summary
Concorde Investment services, LLC & Concorde Asset Management, LLC's Form ADV Part 3/Form CRS
Concorde's Form CRS is intended to be a simple, client relationship summary discussing:
- The types of client relationships and services Concorde offers
- The fees, costs, conflicts of interest and standard of conduct associated with those relationships and services
- Whether the firm and its financial professionals currently have reportable legal or disciplinary history
- How to obtain additional information about Concorde
IA Fiduciary Acknowledgement Disclosure
Title I of the Employee Retirement Income Security Act of 1974 (ERISA) now requires that financial professionals providing investment advice to plan sponsors, plan participants, and IRA owners deliver the appropriate Fiduciary Acknowledgment. This disclosure includes important information about working with Concorde, such as the services we provide, and any material conflicts of interest involved in our recommendations.
BD Fiduciary Acknowledgement Disclosure
Title I of the Employee Retirement Income Security Act of 1974 (ERISA) now requires that financial professionals providing investment advice to plan sponsors, plan participants, and IRA owners deliver the appropriate Fiduciary Acknowledgment. This disclosure includes important information about working with Concorde, such as the services we provide, and any material conflicts of interest involved in our recommendations.
